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Altus Strategies Plc / Index: AIM / EPIC: ALS / Sector: Mining

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Altus Strategies Plc
("Altus" or the "Company")

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

 

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:Altus Strategies Plc
1b. Please indicate if the issuer is a non-UK issuer  (please mark with an “X” if appropriate)
Non-UK issuer 
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rightsX
An acquisition or disposal of financial instruments 
An event changing the breakdown of voting rights 
Other (please specify)iii: 
3. Details of person subject to the notification obligationiv
NameResource Capital Investment Corp.
City and country of registered office (if applicable)Carlsbad, CA  USA
4. Full name of shareholder(s) (if different from 3.)v.
Name 
City and country of registered office (if applicable) 
5. Date on which the threshold was crossed or reachedvi:4/4/2018
6. Date on which issuer notified (DD/MM/YYYY):30/5/2018
7. Total positions of person(s) subject to the notification obligation
 % of voting rights attached to shares (total of 8. A)% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)Total number of voting rights of issuervii
Resulting
situation on the
date on which
threshold was
crossed or
reached
13.32% 13.32%176,132,686
Position of
previous
notification
(if applicable)
16.21% 16.21% 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of
shares

ISIN code
(if possible)
Number of voting rightsix % of voting rights
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Common Shares23,458,000n/a13.32% 
     
     
SUBTOTAL 8. A  
 
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of
financial
instrument
Expiration
date
x
Exercise/
Conversion Period
xi
Number of voting rights that may be acquired if the instrument is
exercised/converted.
% of voting rights
     
     
     
  SUBTOTAL 8. B 1  
 
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of
financial
instrument
Expiration
date
x
Exercise/
Conversion Period
xi
Physical or cash
settlementxii
Number of voting rights % of voting rights
      
      
      
   SUBTOTAL 8.B.2  
 
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiiiX
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)
 
Namexv % of voting rights if it equals or is higher than the notifiable threshold% of voting rights through financial instruments if it equals or is higher than the notifiable thresholdTotal of both if it equals or is higher than the notifiable threshold

Exploration Capital Partners 2012 Limited Partnership

17,458,0009.91% 

Exploration Capital Partners 2014 Limited Partnership

6,000,0003.41% 
    
    
    
 
10. In case of proxy voting, please identify:
Name of the proxy holderExploration Capital Partners 2012 Limited Partnership and Exploration Capital Partners 2014 Limited Partnership
The number and % of voting rights held13.32%
The date until which the voting rights will be heldUntil sold
 
11. Additional informationxvi
 
Place of completionCarlsbad, CA  USA
Date of completionMay 30, 2018

© 2018 Altus Strategies Plc.
All rights reserved.
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